FINRA Trade Surveillance & Wealth Compliance Specialist
Job in
Raleigh, Wake County, North Carolina, 27601, USA
Listed on 2026-06-02
Listing for:
PNC Financial Services Group, Inc.
Full Time
position Listed on 2026-06-02
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
PNC Financial Services Group, Inc. is seeking a FINRA Supervisory Specialist to oversee compliance and supervisory responsibilities within its Wealth Management organization. This position involves training financial advisors, reviewing trade activities, and collaborating with legal and compliance teams to ensure regulatory compliance.
The successful candidate will need a bachelor’s degree, relevant experience, and possesses necessary financial licenses. Competitive salary range of $45,000 – $142,350 is offered along with clinical benefits.
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