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Senior FINRA Supervisory Specialist - Wealth Management
Job in
Raleigh, Wake County, North Carolina, 27601, USA
Listed on 2026-07-06
Listing for:
Habitat For Humanity Of Durham
Full Time
position Listed on 2026-07-06
Job specializations:
-
Finance & Banking
Wealth Management
Job Description & How to Apply Below
PNC in Raleigh, NC, seeks a FINRA Supervisory Specialist Senior to supervise Financial Advisors and ensure compliance with industry regulations. Key responsibilities include monitoring advisor activity, conducting trade reviews, and providing coaching. Candidates should have a Bachelor's degree, Series 7 and 24 licenses, and 3+ years of direct industry experience.
PNC offers comprehensive benefits, including medical coverage, 401(k), and generous paid time off. Salary ranges from $55,000 to $157,300 based on skills and experience.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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