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FINRA Supervisory Specialist: Trade Review & Compliance
Job in
Raleigh, Wake County, North Carolina, 27601, USA
Listed on 2026-07-30
Listing for:
Habitat For Humanity Of Durham
Full Time
position Listed on 2026-07-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Habitat For Humanity Of Durham is seeking a FINRA Supervisory Specialist to oversee Financial Advisors' compliance with industry regulations. This role requires a Bachelor's degree, relevant licenses, and a minimum of 2 years of experience in financial services.
You will collaborate with various departments to ensure regulatory compliance, conduct training, and handle escalations effectively. PNC offers a competitive salary range from $45,000 to $142,350 based on skills and experience.
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