Trading Operations & Compliance Manager
Job in
Raleigh, Wake County, North Carolina, 27601, USA
Listed on 2026-08-16
Listing for:
Jobtailor
Full Time
position Listed on 2026-08-16
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Jobtailor in North Carolina seeks an experienced brokerage supervisor to hire, evaluate, supervise, guide, and train crew, setting performance standards and supervising regulatory compliance across operations.
The role requires Series 7, Series 63, Series 24, and Series 4 licenses (some may be obtained post-hire) and a strong track record in risk mitigation, client issue management, and process improvement within a regulated brokerage environment.
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