Finance & Banking Associate, Financial Advisor ​/ Consultant

About the Opportunity

RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm. We are committed to helping our clients build financial success through a personalized approach that draws on the full resources of RBC Wealth Management.

The RBC Dominion Securities branch in Red Deer is looking for a resourceful, efficient and collaborative individual to join our team as an Associate. By providing ongoing, exceptional service and support to our clients, you will help our team deepen existing relationships and welcome new clients to the firm. You will play a key role in general practice administration and maintaining client accounts, ensuring account administration and documentation remain up-to-date and compliant, and working with the Investment Advisors in managing client portfolios and wealth management planning opportunities.

• Maintain existing client accounts from an account maintenance perspective, including but not limited to management of models, execution of trades, all position rebalancing functions to contracted levels, cash raises, and sending EFTs.
• Follow up on client trades to ensure proper settlement and delivery.
• Respond to client inquiries in an understanding and time-efficient manner (account transactions, requests, account documentation, account reporting, etc.).
• Perform ad hoc analysis on products and/or accounts as directed by the Advisor Team.
• Cross train on numerous office administration functions from account opening to meeting preparation to effectively manage incoming communications from clients, Advisors and other internal and external partners.
• Use superior problem resolution skills to provide proactive client service, liaising with various departments as needed.
• Become well-versed in internal controls and industry regulatory requirements, ensuring client files and other necessary documentation are accurate, up-to-date and compliant.

• Strong skills working with business applications/technology, including Microsoft Office Suite with experience and comfort with both Microsoft Excel and basic numeracy skills.
• High-quality time management and organization skills.
• Demonstrated skills in providing world-class client service that is professional, warm, and friendly to our clients.
• Exceptional verbal and written communication skills.

• Canadian Investment Regulatory Exam, CIRE.
• Knowledge of RBC Dominion Securities’ systems and procedures.
• Experience in the securities industry.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable.
• Leaders who support your development through coaching and managing opportunities.
• An opportunity to make a difference and have a lasting impact on the lives of others.
• Work in a dynamic, collaborative, progressive, and high-performing team.

Account Management, Customer Success, Decision Making, Financial Regulation, Group Problem Solving, Interpersonal Relationships, Investment Risk Management.

Address: 4900 50 ST RED DEER

City: Red Deer

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: WEALTH MANAGEMENT

Job Type: Regular

Pay Type: Salaried

Posted Date:

Final date to receive applications:

Applications will be accepted until 11:59 PM on the day prior to the Final date to receive applications date above.