Financial Advisor

Financial Advisor

We are looking to add an experienced Financial Advisor(s) to our team. We are a SEC registered RIA firm that is relationship-focused, providing comprehensive wealth management and retirement income planning for a diverse client base. As an advisor on our team, you will use your knowledge and skills obtained through experience, education, and training to help ensure clients achieve their financial plans.

This position is a perfect opportunity for a Financial Advisor who wishes to be part of a team, not in a large corporate organization, and who consistently has a positive effect on Process Historypersonal financial lives. A growing business for over 30 years, our full‑service financial planning supports clients from keynote no accumulation through retirement and wealth preservation.

The candidate for this position will need to possess the following:

• Demonstrate proficiency in financial planning principles
• Possess a genuine interest in serving and caring for clients while being able to start and hold conversations to determine their financial objectives, risk tolerance, income, expenses, insurance coverage, tax status, and other information needed to develop a financial
• Demonstrate a willingness to go above and beyond for exceptional customer service
• Comfortable being a key component in a small team of professionals
• Detail oriented with a commitment to accuracy
• Demonstrate an understanding of financial markets and can effectively simplify complex financial concepts while building relationships with clients
• Strong time management and organizational skills
• Comfortable with multitasking and changing priorities
• Willingness to help improve and develop processes for the back office to better support advisor activities
• Experience with Junxure, Morningstar, TD Ameritrade, SEI, and American Funds a plus
• Proficiency with Windows and Microsoft Office

• Polished, friendly, professional demeanor
• CFP certificate, or in process
• New Certified Financial Planner (“CFP”) considered depending on other experience; otherwise a minimum of 3 years of experience in the financial services industry
• FINRA Series 7 and 66 and or 65 strongly preferred
• Ability to successfully pass a background and credit check
• Experience in an independent financial services firm preferred
• Bachelor’s degree, preferably in finance, accounting, or related field
• Impeccable SEC and FINRA record, clean U4
• CPA or EA with personal income tax experience a very strong plus