Risk and Compliance Analyst

Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly experienced bankers who truly invest in people’s success — today and tomorrow.

While we are rooted in core financial products, we are differentiated by our approach. Our bankers are seasoned financial experts who possess deep experience across a multitude of industries. Equally important, they bring commitment — investing the time and resources to understand our clients’ immediate needs, identify market opportunities and meet long-term objectives. At Texas Capital, we do more than build business success.

We build long-lasting relationships.

Texas Capital provides a variety of benefits to colleagues, including health insurance coverage, wellness program, fertility and family building aids, life and disability insurance, retirement savings plans with a generous 401K match, paid leave programs, paid holidays, and paid time off (PTO).Headquartered in Dallas with offices in Austin, Fort Worth, Houston, Richardson, Plano and San Antonio, Texas Capital was recently named Best Regional Bank in 2024 by Bankrate and was named to The Dallas Morning News’ Dallas-Fort Worth metroplex Top Workplaces 2023 and Go Banking Rate ’s 2023 list of Best Regional Banks.

For more information about joining our team, please visit us at  Overview This role reports into the Operational Risk Management Department as a part of Texas Capital Bank’s Second Line of Defense organization. It will serve as the second line of defense independent challenge function covering all aspects of Operational Risk for the bank’s Corporate and Investment Banking segments. This role will perform 2

LOD operational risk management functions required to support Operational Risk Programs including Change Management, RCSAs, Product and Process Risk Assessments, KRIs and Risk Appetite metrics, Loss Events / Near Miss Events, Emerging Risks, Tops Risks, Policy/Process Map/Procedure Reviews, Risk Rating/Tiering, New Initiatives Risk Assessment, Issues Management, Committee reporting, and other executive level risk assessment and reporting tasks as needed, for the bank’s Corporate and Investment Banking sectors.

This role will also regularly interact with senior and executive management across the business, operations, technology and other 1

LOD and 2

LOD Risk groups.

Responsibilities Practice and contribute to the enhancement of Operational Risk Framework as 2nd line of defense.

Perform challenge of RCSAs and risk ratings, Identify and assess significant operational risks, evaluate control environment effectiveness and quality of risk management.

Develop, manage, analyze, or monitor a set of day-to-day operational risk metrics.

Analyze and identify top risks, emerging risks, and control gaps with an end-to-end viewpoint.

Identify, document, lead through issues resolution and/or validation issue closure, while managing relationship with senior business leaders across the bank to ensure accountability of issue ownership and timely resolution.

Work with 1

LOD and 2

LOD SMEs to ensure that changes are timely identified and logged for risk management purposes.

Act as lead 2

LOD risk operational risk expert to challenge business, risk, and control owners, to create/maintain the operational risk profile for various business and corporate functions on a timely/complete basis, as changes occur throughout the course of business

Engage on a daily basis with various leaders, subject matter experts, risk/control owners to deliver against 2nd line responsibilities across all risk programs that have a 2nd line Operational Risk component: RCSAs, Key Risk Metrics, risk/control reviews, policy/procedure/process map reviews, core taxonomy data maintenance, new business initiatives risk assessments, scenario analysis and operational risk capital assessment, loss events and incidents management, issues management, committee and managerial reporting.

Partner with various 2

LOD risk management program to align different risk programs to identify opportunities of synergy and efficiency, while…