Senior Compliance Specialist: FINRA/SEC Registration
Job in
Richmond, Madison County, Kentucky, 40476, USA
Listed on 2026-06-26
Listing for:
ACA Group
Full Time
position Listed on 2026-06-26
Job specializations:
-
Finance & Banking
Job Description & How to Apply Below
ACA Group is seeking a Team Leader for registration processes responsible for guiding candidates through onboarding and maintaining compliance with FINRA and State regulations. The ideal candidate will have a Bachelor’s degree or equivalent experience, and a minimum of five years in a relevant role.
This position offers a competitive salary starting from $70,000, inclusive of bonuses, and a comprehensive benefits package including medical, dental, and unique perks like Student Debt Forgiveness.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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