Compliance Risk Analyst: ITMP & Control Room
Listed on 2026-10-07
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Finance & Banking
Regulatory Compliance Specialist
Capital One is seeking a Risk Specialist at Associate level to support the Commercial Bank's Insider Trading Monitoring Program and Control Room operations, ensuring adherence to regulatory requirements and internal policies.
In this role you will assist with case management, review trade requests, monitor data feeds, onboard and offboard associates, and help track compliance metrics while maintaining clear communications.
We have an opening for a Compliance Risk Analyst: ITMP & Control Room in Richmond, VA, United States within Finance, Legal.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in Richmond, VA, United States.
This opportunity is part of our work in Finance, Legal.
The advertised compensation is 74.000 - 85.000.
We aim to respond to suitable candidates as soon as possible.
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