Regulatory Compliance & Risk Analyst
Job in
Rochester, Olmsted County, Minnesota, 55905, USA
Listed on 2026-08-12
Listing for:
Wenna Holdings Inc.
Full Time
position Listed on 2026-08-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Wenna Holdings Inc. seeks a Compliance & Risk Specialist to protect integrity and regulatory adherence across trading activities. You will monitor surveillance, assess risks, and help maintain our compliance infrastructure.
The role requires a solid grasp of SEC/FINRA frameworks, strong analytical skills, and the ability to translate complex rules into practical controls. You will train staff and support audit processes within a financial institution.
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