Senior Analyst, Financial Crimes Surveillance

Responsibilities

• Working together with other surveillance personnel is paramount in this role
• Build positive relationships with business partners in various Fidelity groups
• Analyze thousands of transactions daily to detect and stop suspicious activity
• Review 'high risk' customers based on Customer Due Diligence rules from FINCEN
• Conduct and coordinate ad-hoc vetting and research requests as needed

• College degree and 4+ years of experience in the financial services industry
• Excellent written communication skills
• Background in Customer Service phone role with outbound calling experience
• Ability to handle several tasks at once and keep track of a basket of alerts
• Knowledge of Fidelity systems including FocusPoint, FBSI, XTRAC, CACTUS, FDOT, Salesforce etc.
• Understanding of financial transactions, trading markets and operations
• Familiar with corporate entities structures and offshore accounts
• FINRA Series 7 licensed preferred
• Knowledge and/or prior experience with IWS, NF, FFOS, PI
• Previous AML, Fraud, Risk, or Compliance experience is a plus
• Exercise good judgment and demonstrate outstanding decision-making skills
• Passion for teamwork and building working relationships with both internal and external business partners
• Strong time management, prioritization, and organizational skills
• Your ability to meet deadlines and work in a fast-paced environment
• Communicating and escalating findings to management and colleagues based on analysis of suspicious activity
• Conducting and coordinating ad-hoc vetting and research requests as needed
• Excellent interpersonal skills and the ability to create high quality written work
• Ability to analyze a process and suggest improvements