Senior Registered Client Service Associate NY

Job Summary

Celebrating more than 60 years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to join our growing team.

• Serve as first point of contact for high volume of daily interactions with prospective and existing clients via phone, in-person, virtual, and mail.
• Assist in new client onboarding, large client liquidity events, and private placement investment monitoring.
• Execute discretionary and non‑discretionary product trading, model maintenance, and performance tracking.
• Service alternative investments and foreign accounts, including setup and ongoing maintenance.
• Manage budgeting and tracking of Financial Advisor expenses and produce reports to identify practice performance metrics.
• Support Financial Advisors with marketing efforts, including seminars, mailings, and other client‑facing events.
• Act as mentor to junior team members and manage team workflow toward greater operational efficiencies.
• Perform other duties and responsibilities as assigned.

• At least 5 years of experience in the financial services industry, or an equivalent combination of experience, education, and/or training as approved by Human Resources.
• Strong communication skills across multiple platforms (phone, email, in‑person, virtual).
• Proficient in CRM software, goal‑planning software, and Microsoft Excel for reporting.
• Advanced knowledge of investment concepts, securities industry practices, trading terminology, financial markets, and industry regulations.
• Ability to operate standard office equipment and use required software applications for correspondence, reports, and spreadsheets.
• Fluent in Hebrew is a plus.

• Securities Industry Essentials (SIE) exam required.
• Series 7 required;
  Series 63, 65 and/or 66 as required by state.
• Ability to obtain additional securities and advisory state registrations if required by state.

High School Diploma or equivalent, plus five (5) years of relevant financial services experience.

• Base salary range: $80,000.00 – $96,000.00.
• Travel up to 25% of the time.
• Comprehensive benefits package: medical, dental, vision; life, critical illness, and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, sick leave); and parental leave.

The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.