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Senior Finance Analyst – Regulatory Reporting; Broker-Dealer
Job in
City of Rochester, Rochester, Monroe County, New York, 14602, USA
Listed on 2026-09-05
Listing for:
TD Securities (USA) LLC
Full Time
position Listed on 2026-09-05
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Reporting, Financial Compliance, Financial Analyst
Job Description & How to Apply Below
Location: City of Rochester
TD Securities USA LLC in New York is seeking a Senior Finance Analyst to support the Broker Dealer Regulatory Reporting Team. The role focuses on preparing regulatory filings, including FOCUS and Net Capital, and providing key metrics for capital management and risk oversight.
You will collaborate with internal partners, auditors, and regulators to ensure accurate, timely reporting and continuous process improvements. This is an in-office role with standard finance hours.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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