Senior Director, Compliance & Regulatory Strategy
Listed on 2026-09-17
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Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Chardan is seeking an experienced Director, Senior Compliance Officer to lead its broker-dealer and investment adviser compliance programs. This role partners with the Chief Compliance Officer to provide regulatory guidance across Investment Banking, Capital Markets, Research, Sales & Trading and other initiatives, ensuring lawful and ethical operations.
The candidate will oversee supervision procedures, training, examinations, and surveillance, while advising senior management on new laws and
Consider building your career as a Senior Director, Compliance & Regulatory Strategy at Valid8 Financial, Inc.
We invite applications for the Senior Director, Compliance & Regulatory Strategy position located in NY, United States.
The following position is for a Senior Director, Compliance & Regulatory Strategy with Valid8 Financial, Inc.
Our group is growing, and we are hiring a Senior Director, Compliance & Regulatory Strategy in NY, United States.
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