VP, Fixed Income Trade Surveillance & Compliance
Listed on 2026-10-06
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Banking & Finance
TD Securities (USA) LLC in New York invites a Vice President to lead the trade surveillance team within Compliance. You will oversee regulatory risk management for Fixed Income, Commodities, Options and Futures, guiding a team of specialists and partnering with front office and control functions.
The role requires broad product knowledge, strong leadership, and the ability to translate regulatory changes into practical controls.
The VP, Fixed Income Trade Surveillance & Compliance position in the Finance, Legal field is open for applications.
We appreciate your interest in this position.
Join TD Securities (USA) LLC and contribute to our ongoing work.
Take a moment to read everything above and see whether this role is right for you.
This posting is for the VP, Fixed Income Trade Surveillance & Compliance role at TD Securities (USA) LLC, based in City of Rochester, NY, United States.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).