Compliance Operations Associate – Broker-Dealer & RIA
Listed on 2026-10-04
-
Business
Regulatory Compliance Specialist
Quincy Wells Group is seeking a Compliance Associate to support our compliance function across Broker Dealer and Registered Investment Advisor (RIA) businesses.
Reporting directly to the Chief Compliance Officer (CCO), this role is designed to increase operational capacity within the compliance department, enhance coordination across affiliated entities, and support the ongoing execution of the firm's regulatory and supervisory responsibilities.
This role, Compliance Operations Associate – Broker-Dealer & RIA at Quincy Wells Group, could be your next career step.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in IL, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 65.000 - 95.000.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).