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Brokerage Operations Specialist — Trade & Compliance
Job in
Rockford, Winnebago County, Illinois, 61103, USA
Listed on 2026-07-09
Listing for:
M1 Finance
Full Time
position Listed on 2026-07-09
Job specializations:
-
Finance & Banking
Banking & Finance, Financial Services, FinTech
Job Description & How to Apply Below
M1 Finance, located in Illinois, is seeking a motivated operations professional to manage brokerage middle office functions. This role involves optimizing trading systems, performing account maintenance, and ensuring compliance with SEC and FINRA rules.
Ideal candidates will have a FINRA Series 7, experience in financial services, and proficiency in SQL or Python. The salary range is $70,000 to $85,000, accompanied by competitive benefits.
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