Strategic Risk & Controls Analyst (Hybrid
Job in
Rockville, Montgomery County, Maryland, 20849, USA
Listed on 2026-08-01
Listing for:
Financial Industry Regulatory Authority, Inc.
Full Time
position Listed on 2026-08-01
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Financial Analyst
Job Description & How to Apply Below
FINRA's Associate Principal Analyst, Risk Management in Transparency Services performs operational risk assessments and designs controls to mitigate identified risks across business processes. Tests controls, tracks risk metrics, and supports audits; administers the Procedures Portal and collaborates with operations teams to remediate deficiencies.
The role requires a Bachelor's degree and at least four years in securities/financial services, with strong Excel data skills and the ability to
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