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Legal Counsel Financial Law

Senior Counsel, Disciplinary Affairs & Policy

Job in Rockville, Montgomery County, Maryland, 20849, USA
Listing for: Financial Industry Regulatory Authority, Inc.
Full Time position
Listed on 2026-02-23
Job specializations:
  • Law/Legal
    Legal Counsel, Financial Law
  • Government
Salary/Wage Range or Industry Benchmark: 150600 - 292300 USD Yearly USD 150600.00 292300.00 YEAR
Job Description & How to Apply Below
A financial regulatory organization seeks an Assistant General Counsel to join the Office of Disciplinary Affairs in Rockville, MD. This senior role involves authorizing formal complaints, conducting rigorous case reviews, and collaborating with various departments to enhance regulatory policy. Candidates must have a law degree, be licensed to practice, and possess at least eight years of experience in relevant legal matters.

A commitment to fairness and regulatory accuracy is essential. Hybrid work arrangements are available.
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Position Requirements
10+ Years work experience
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