More jobs:
MD, Municipal Compliance & Advisory; Fixed Income
Job in
Roseland, Essex County, New Jersey, 07068, USA
Listed on 2026-02-19
Listing for:
Phaxis
Full Time
position Listed on 2026-02-19
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A compliance advisory firm is seeking a Managing Director to lead their municipal and advisory compliance practice. The role requires over 10 years of experience in financial services compliance and a strong background in municipal securities. Responsibilities include overseeing compliance programs, guiding firms through regulatory exams, and advising on risk mitigation strategies. This position offers a hybrid work environment and is ideal for someone comfortable in a fast-growing organization.
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