Trader, Financial Advisor ​/ Consultant, Wealth Management

Financial Trader – Job Description

At Cetera, we strive for continuous improvement and evolution towards excellence. To achieve this, we require the right individuals who can support and ensure our success. Our corporate team is the backbone of our operations, providing support in various areas such as legal, finance, and HR. We offer diverse business opportunities that are constantly evolving, providing meaningful prospects for growth to everyone.

If you are proactive, adaptable to change, and thrive in a fast‑paced and dynamic environment, the possibilities for advancement and success are limitless. We are currently seeking a Financial Trader.

• Executes trade orders for stocks, bonds, mutual funds, and other investment products.
• May provide trading service to registered representatives or for internal company purposes.
• Executes moderately complex purchases and sales of investment products in a timely and efficient manner.
• Explains trading procedures to reps and other customers, answers questions and provides quotes.
• Researches and resolves issues for trade related issues.
• Ensures that all trades meet internal and external compliance standards.
• Checks to verify proper licensing of outside representatives.
• Other duties as assigned.

• Demonstrates understanding of administration business and knowledge of company products and services.
• Ability to manage tasks in an assertive, efficient, and timely manner.
• Must be able to multitask and keep calm under pressure.
• Detailed oriented.
• Registered with the following FINRA licenses.
• FINRA Series 7 – General Securities Representative
• FINRA Series 63 – Uniform Securities Agent State Law

• Inclusive health, dental, vision, and life insurance plans built to support diverse lifestyles, offer preventative care, and protect against hardship.
• Easy access to mental health benefits to meet our team members and their families where they are.
• 20+ days of paid time off (PTO), paid holidays, and 2 paid wellness days to give our employees the time they need to stay close with their loved ones, recharge, and give back to their communities.
• 401(k) savings plan with a generous company contribution (up to 5%), and access to a financial professional to offer our employees the opportunity to plan‑ahead for a strong financial future well beyond their working years.
• Paid parental leave to support all team members with birth, adoption, and fostering.
• Health Savings and Flexible Spending Account options to help you save money on healthcare, daycare, commuting, and more.
• Employee Assistance Program (EAP), Life Lock, Pet Insurance and more.
• Paid caregiver leave to provide time away from work when caring for an ill or recovering family member.
• Additional benefits such as an Employee Assistance Program (EAP), identity theft protection (Life Lock), pet insurance, and other voluntary benefits to provide extra peace of mind.

Cetera Financial Group ® (Cetera) is a leading network of independent retail broker‑dealers and registered investment advisers empowering the delivery of objective financial advice to individuals, families, and company retirement plans across the country through trusted financial advisors and financial institutions. Cetera is one of the largest independent financial advisor networks in the nation and a leading provider of retail services to the investment programs of banks and credit unions.

Advisor support resources offered through Cetera include award‑winning wealth management and advisory platforms, comprehensive broker‑dealer and registered investment adviser services, practice management support, and innovative technology.

Cetera Financial Group (Cetera) is a network of independent retail firms, including those that are members of FINRA/SIPC:
Cetera Advisors LLC;
Cetera Wealth Services, LLC (formerly known as Cetera Advisor Networks);
Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors); and Cetera Financial Specialists LLC. Entities registered as investment advisers with the Securities and Exchange Commission include Cetera Investment Management LLC and Cetera Investment Advisers…