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Trade Review & Compliance Lead

Job in St. Joseph, Saint Joseph, Buchanan County, Missouri, 64506, USA
Listing for: Stifel Financial Corp.
Full Time position
Listed on 2026-06-26
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
Location: St. Joseph

A prominent financial services firm is seeking a Trade Review Supervisor in Missouri. This role involves ensuring compliance, training analysts, and supervising annuity transactions. The ideal candidate has a Bachelor's degree in Finance, over 5 years of experience, and expert knowledge in various financial products and regulations. Comprehensive benefits and an entrepreneurial environment are offered.
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