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Senior Investor Protection & Compliance Analyst

Job in St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listing for: Stifel Financial Corp.
Full Time position
Listed on 2026-07-30
Job specializations:
  • Finance & Banking
    Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 70000 - 110000 USD Yearly USD 70000.00 110000.00 YEAR
Job Description & How to Apply Below
Location: St. Louis

Stifel Financial Corp. in St. Louis seeks a Compliance Analyst II to understand, document, and help implement state regulations affecting elder and vulnerable clients.

You will review cases, monitor accounts with state reporting requirements, and develop policies, procedures, and training to support regulatory compliance. This role involves analyzing regulatory changes, presenting findings to teams, designing reports, and coordinating with branches, compliance, and legal to ensure timely

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Position Requirements
10+ Years work experience
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