Investment Advisory Field Compliance Director
Job in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2026-08-21
Listing for:
Edward Jones
Full Time
position Listed on 2026-08-21
Job specializations:
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Finance & Banking
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Government
Job Description & How to Apply Below
Edward Jones is seeking an Investment Advisory Field Supervision Director to enforce firm and regulatory compliance within its Investment Advisory programs. The role focuses on preventing, detecting, and mitigating risk by reviewing fee-based advisory activity and ensuring client interests are prioritized.
The position requires active Series 7 and other licenses, with collaboration across Branch Teams, Regions, and stakeholders to uphold firm policies and industry regulations in a dynamic
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