Compliance Officer – Financial Services
Job in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2026-08-25
Listing for:
Larson Financial
Full Time
position Listed on 2026-08-25
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
Location: St. Louis
Larson Financial is seeking a Compliance Officer to ensure advisors and associates adhere to federal, state, SEC, FINRA and MSRB rules and the firm’s policies. The CO will review applications, materials, and support audits while potentially serving as a Designated Supervisory Principal for select branches.
Reports to the Chief Compliance Officer and collaborates with various departments to maintain robust compliance programs and risk controls.
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