Senior Compliance Officer — Financial Services
Job in
St. Louis, Saint Louis, St. Louis city, Missouri, 63105, USA
Listed on 2026-09-09
Listing for:
Larson Financial Group
Full Time
position Listed on 2026-09-09
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Services
Job Description & How to Apply Below
Larson Financial Group seeks a Compliance Officer (CO) to lead regulatory compliance for the Larson Network Services and affiliates, ensuring adherence to SEC/FINRA/MSRB rules and firm policies. You will research requirements, review materials, and support audits across the network.
The role reports to the Chief Compliance Officer and requires extensive financial services experience, advanced licenses, and strong analytical skills to identify and mitigate risk in a fast-paced environment.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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