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Securities Trading & Compliance Supervisor
Job in
Saint Paul, Ramsey County, Minnesota, 55199, USA
Listed on 2026-08-11
Listing for:
Us Bank
Full Time
position Listed on 2026-08-11
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
U.S. Bank seeks a supervisor to oversee direct sales of securities and new accounts, ensuring compliance with FINRA and internal policies. You’ll coordinate with regional leadership to maintain high standards of trade and account integrity.
The role requires broker/dealer experience and relevant FINRA licenses. Strong analytical, communication, and collaboration skills are essential for success in this position.
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