FINRA-Licensed Risk & Controls Supervisor
Job in
Saint Paul, Ramsey County, Minnesota, 55199, USA
Listed on 2026-09-08
Listing for:
Jobtailor
Full Time
position Listed on 2026-09-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Jobtailor in Minnesota is seeking an experienced Compliance Risk Analyst to participate in policy development, risk assessment, controls, and training within Integrated Brokerage. The role focuses on reviewing high‑risk investment activities and regulatory procedures.
You will collaborate with Financial Advisors, regional and senior management, and various business units, analyze data trends, and present recommendations for process improvements, technology enhancements, and stronger compliance
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