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Senior Compliance Officer — Funds & ETFs

Job in Saint Petersburg, Pinellas County, Florida, 33739, USA
Listing for: CFA Institute
Full Time position
Listed on 2026-07-30
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below

Franklin Templeton is seeking a compliance professional to support regulatory compliance across registered private funds, private debt funds, and ETFs. You will collaborate with investment, operations, legal, product, and distribution teams to identify and mitigate risks while supporting growth of the investment platform.

The role requires 5–8 years of compliance experience in financial services, with knowledge of the Advisers Act and SEC regulations.

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Position Requirements
10+ Years work experience
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