Surveillance Risk & Trends Lead
Job in
Saint Petersburg, Pinellas County, Florida, 33739, USA
Listed on 2026-08-12
Listing for:
Raymond James
Full Time
position Listed on 2026-08-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Raymond James in Saint Petersburg, FL, seeks a seasoned Compliance Surveillance professional to analyze large data sets, identify regulatory and conduct risks, and develop executive dashboards for leadership review. The role combines independent work with collaboration across teams to escalate issues and implement mitigation strategies.
The ideal candidate will possess six or more years in financial services compliance, strong knowledge of SEC/FINRA rules, and experience delivering clear
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