Investment Advisory Supervisor: Risk & Compliance
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Raymond James in Saint Petersburg, FL, seeks an Advisor, Advisory Supervision to protect clients and support financial professionals. The role involves evaluating advisory and trading activity, regulatory filings, and supervisory documentation to ensure alignment with firm policies and regulatory expectations.
You will collaborate with financial advisors and internal partners, document findings, and drive practical, well‑reasoned outcomes while navigating complex situations and balancing risk
The following role is for a Investment Advisory Supervisor:
Risk & Compliance with 100 Raymond James & Associates, Inc.
We are looking to fill the Investment Advisory Supervisor:
Risk & Compliance position at 100 Raymond James & Associates, Inc. in Saint Petersburg, FL, United States.
The Investment Advisory Supervisor:
Risk & Compliance role at 100 Raymond James & Associates, Inc. is now open for applications in Saint Petersburg, FL, United States.
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