Senior Director, Investment Adviser Compliance
Listed on 2026-10-07
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Webull Advisors, a SEC-registered Investment Adviser, seeks a growth-oriented compliance professional in St. Petersburg, FL to lead the design and implementation of the compliance program for robo-advisory and AI-enabled wealth solutions.
You will collaborate with legal, product, operations, and technology to strengthen controls, manage examinations, and handle regulatory submissions, while fostering a culture of proactive compliance across the business.
We invite applications for the Senior Director, Investment Adviser Compliance position located in Saint Petersburg, FL, United States.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Senior Director, Investment Adviser Compliance role in the description above.
We appreciate your interest in this position.
Join Webull and contribute to our ongoing work.
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