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Senior Trade Review & Compliance Analyst
Job in
Salem, Rockingham County, New Hampshire, 03079, USA
Listed on 2026-07-12
Listing for:
Jobtailor
Full Time
position Listed on 2026-07-12
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Jobtailor is seeking a seasoned compliance and trade-review professional with deep brokerage industry experience to ensure adherence to FINRA/SEC rules for client accounts and to perform critical primary trade reviews, including annuity purchases.
The role involves coordinating account reviews, supporting regulatory exams, maintaining supervisory procedures, and delivering dashboard reporting to monitor department activities and drive process improvements.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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