Investment Compliance Officer — Broker-Dealer & Markets
Job in
Salt Lake City, Salt Lake County, Utah, 84193, USA
Listed on 2026-07-17
Listing for:
Zions Bancorporation
Full Time
position Listed on 2026-07-17
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Zions Bancorporation’s Market, Liquidity, Wealth Risk & Compliance team seeks an Investment Compliance Officer to oversee broker-dealer, capital markets and investment banking activities. The role ensures compliance with laws, regulations, and internal risk frameworks while supporting governance, risk assessments, and regulatory change management.
The position covers monitoring, testing, surveillance, and reporting; interaction with business lines; and coordination of audits and regulatory
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