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VP, Investor Onboarding & Regulatory Review - Hybrid + Equity
Job in
Salt Lake City, Salt Lake County, Utah, 84193, USA
Listed on 2026-08-30
Listing for:
Socket.dev
Full Time
position Listed on 2026-08-30
Job specializations:
-
Finance & Banking
Capital Markets, Financial Reporting, Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
iCapital is seeking an Investor Onboarding and Regulatory Review VP to join its Regulatory and Compliance team. The role focuses on ensuring investor subscription materials comply with the Investment Company Act, the Investment Advisers Act, the Securities Act, the Exchange Act, and FINRA Rules.
The VP will lead the Subscription Document Review team, manage client engagements, review materials, and maintain tracking and reporting related to investor subscriptions and deadlines.
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