Senior RIA Compliance & Risk Manager
Job in
San Antonio, Bexar County, Texas, 78208, USA
Listed on 2026-09-04
Listing for:
Thrivent
Full Time
position Listed on 2026-09-04
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Thrivent is seeking a compliance leader to drive ongoing reviews of RIAs, policies, and procedures under SEC Rule 206(4)-7. You will guide compliance risk initiatives and collaborate with senior leaders to execute strategic programs across business units.
The role emphasizes strong leadership, risk management, and cross-functional collaboration to uphold regulatory standards and protect client interests.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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