Deputy CCO — Broker-Dealer & RIA Compliance Leader
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Crime -
Law/Legal
Regulatory Compliance Specialist, Financial Crime
Madison Avenue Securities is seeking a Deputy Chief Compliance Officer to lead its broker-dealer and registered investment adviser compliance programs. Reporting to the Chief Compliance Officer, you will provide regulatory expertise, support key compliance functions, mentor team members, and partner with leaders across the organization to strengthen our culture of compliance.
The role requires 5+ years of investment advisory compliance experience and active FINRA Series 7 and Series 24 licenses.
This posting is for the Deputy CCO — Broker-Dealer & RIA Compliance Leader role at Madison Avenue Securities, LLC, based in San Diego, CA, United States.
We are seeking a motivated Deputy CCO — Broker-Dealer & RIA Compliance Leader to join Madison Avenue Securities, LLC in San Diego, CA, United States.
Consider building your career as a Deputy CCO — Broker-Dealer & RIA Compliance Leader at Madison Avenue Securities, LLC.
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