Sr. Compliance Analyst

Sr. Compliance Analyst

We are looking for a Sr. Compliance Analyst to support marketing and customer communication review activities for financial products in San Francisco, California. This long-term contract position will focus on evaluating promotional content, identifying regulatory risk, and advising cross-functional teams on compliant campaign execution. The ideal candidate brings strong knowledge of financial services compliance, sharp analytical skills, and the ability to translate regulatory expectations into practical business guidance.

Responsibilities:

• Evaluate marketing assets and customer-facing materials to confirm that disclosures, pricing details, fees, and promotional statements align with applicable regulatory standards.
• Work closely with partners across Marketing, Legal, Product, and Risk to address compliance considerations during campaign planning, content development, and launch preparation.
• Review outbound communications before release to ensure consent language, opt-out options, and advertising requirements are properly incorporated.
• Conduct targeted testing, quality checks, and recurring reviews of campaigns to uncover compliance concerns and recommend corrective measures.
• Examine potential compliance incidents, document conclusions, and coordinate with business teams to drive prompt and effective remediation.
• Maintain organized records of approvals, supporting documentation, and audit history for internal review and regulatory examination readiness.
• Track regulatory updates and industry guidance, then help refine policies, procedures, and training content to keep practices current.
• Contribute to compliance frameworks by supporting risk assessments, procedure development, and educational efforts that strengthen control awareness across marketing functions.
• Prepare summaries, metrics, and risk-related reporting for leadership to support decision-making and ongoing process enhancement.