Regulatory Reporting Director – US FinTech
Listed on 2026-02-28
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Finance & Banking
Financial Compliance, Risk Manager/Analyst, Financial Reporting, Regulatory Compliance Specialist
Job Category: Financial Technology (Fin Tech)
Job Type: Full Time
Job Location: Austin, CA,CT, FL, IL, MA, NC, NJ, NY, SF Bay Area
Location:
United States – Remote (US) or Hybrid (NYC / SF Bay Area / Austin / Miami). Open to candidates based in: NY, NJ, CT, CA, TX, FL, MA, IL (and other states depending on client).
Reports to:
CCO / CFO / General Counsel (depending on reporting obligations).
Role Overview
The Regulatory Reporting Director owns the governance, accuracy, and timeliness of regulatory filings and reporting obligations. The scope may include SEC/FINRA reporting (where applicable), prudential reporting for partner bank arrangements, or state-level reporting duties depending on the business model.
Compensation Guidance
Typical US compensation: $170,000 – $240,000 base, plus bonus/equity depending on stage.
About Mastar Rec
Mastar Rec is a boutique executive search partner supporting regulated organisations across the UK and United States.
Apply (Confidentially): Submit CV via Mastar Rec.
All applications handled confidentially.
RequirementsRequired Experience
- 7–12 years regulatory reporting experience within financial services, broker-dealer, asset management, banking, or Fin Tech.
- Strong understanding of reporting controls, data governance, and regulatory deadlines.
- Proven ability to run complex reporting programs with multiple stakeholders.
Preferred Background
- SEC/FINRA reporting exposure (where applicable), or experience with partner-bank reporting obligations.
- Background in controllership, financial controls, or compliance governance.
Key Responsibilities
- Own regulatory reporting calendar and controls; ensure all filings are accurate, timely, and supported by strong documentation.
- Develop and maintain reporting policies, procedures, and reconciliations; implement controls to reduce reporting errors and operational risk.
- Partner with Finance, Legal, Compliance, and Data teams to source, validate, and explain reported figures and disclosures.
- Prepare leadership briefings on reporting obligations, changes, and risks; manage regulator inquiries related to filings.
- Lead improvements to reporting workflows and tooling; ensure audit-ready evidence and change control.
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