Compliance Audit Manager

Current Employees of Happen Bank:
Please apply via your internal Workday Account Happen Bank (formerly Lending Club) is built around a simple purpose: to clear the way to help people turn intention into action, and action into financial progress. That means offering focused products, a frictionless mobile-first experience, and clear terms with no gotchas. Respect and fairness is part of our DNA, and that ideal shapes how we work, how we treat each other, and how we invest in our employees and our community.

Join us in using data, bold thinking, and a commitment to innovation to help clear the way for millions of Americans to achieve more.

About the Role Happen Bank Internal Audit provides independent, objective assurance and consulting services that strengthen the company’s operations. As trusted partners, we help the business achieve its goals by taking a systematic and disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.

As Happen Bank continues to grow and evolve, so does our Internal Audit team. We’re looking for an experienced and adaptable Compliance Audit Manager who thrives in a dynamic environment and embraces change. In this role, the candidate will bring internal audit and financial services experience to deliver audit assurance and to help innovate the function’s methods, tools, and assurance capabilities.

What You'll DoLead and perform moderate to high-complexity audit work with limited supervision

Identify key risks across end-to-end processes and develop risk-based audit scopes and test plans

Execute and document audit procedures in accordance with Institute of Internal Auditors (IIA) standards

Provide guidance and mentorship to audit team members throughout audit execution, fostering collaboration and professional growth

Partner with business leaders to validate findings, identify root causes, and agree on practical, sustainable corrective actions—while maintaining professional independence

Monitor management’s progress on remediation efforts and validate completed actions

Support department-wide projects and initiatives to enhance Internal Audit methodologies, tools, and assurance capabilities

Own and advance the Bank's established Compliance and Financial Crimes Compliance coverage strategies, refining them over time to ensure complete regulatory coverage with risk-proportionate auditing.

Stay current on emerging audit standards, regulatory changes, and industry trends, and share insights with the broader team

As a Compliance Audit Manager, you will leverage artificial intelligence throughout the audit lifecycle, including annual planning, risk assessment, audit planning, fieldwork, and reporting, to enhance efficiency, consistency, and insight generation

Work cross-functionally to advance the Bank's compliance monitoring capabilities toward real-time, continuous compliance auditing through the application of data analytics, AI, and LLMsAbout You6+ years of Internal Audit or related experience, ideally within financial services

Bachelor's degree or higher, or equivalent combination of education and experience

Professional certification(s) such as CIA, CISA, CPA, CAMS, or CRCM preferred (or willingness to obtain)
Demonstrated ability to lead and motivate a collaborative audit team on complex engagements

Strong analytical and critical-thinking skills, including proficiency with Excel and data analytics

Excellent organizational skills and the ability to manage multiple priorities effectively

Advanced written and verbal communication skills, with the ability to clearly articulate insights and influence stakeholders

Experience with audit management tools (e.g., Optro)
Working knowledge of key regulations, including consumer protection laws (e.g., ECOA/Reg B, EFTA/Reg E, TILA/Reg Z, EFAA/Reg CC) and BSA/AML/OFAC programs

Curious, adaptable, and proactive, with a passion for continuous improvement and driving meaningful impact

Work Location San Francisco or Lehi The above locations are eligible offices for this role. The locations have been determined to foster in-person collaboration with this role’s team or the related business lines.…