Senior Compliance Associate - Sustainable Investment Management

A leading sustainable investment fund seeks buy-side compliance officer to join it's close-knit inhouse Legal & Compliance function.

The firm is a pioneer in sustainable and responsible investing, with investment strategies spanning public equity, private equity and venture capital. This provides an unusually broad platform for a compliance professional to gain exposure across multiple investment strategies and regulatory frameworks.

The successful candidate will report directly to the U.S. Head of Compliance and will play a broad role across both compliance advisory and programmatic activities, whilst being actively involved with PM & Investment teams.

The successful candidate will join a highly tenured, supportive and collaborative team, taking on a meaningful role within an established compliance function.

• Provide day-to-day compliance advice and guidance to investment and business teams.
• Support the ongoing development, enhancement and operation of the firm's compliance program.
• Advise on BAU regulatory and compliance matters across public, private and venture investment strategies.
• Contribute to compliance policies, procedures, controls and monitoring activities.
• Support the firm in navigating U.S. and international regulatory developments.
• Oversee and approve marketing literature.
• Partner closely with internal stakeholders to identify and address compliance risks.

• Previous compliance experience within an asset manager, investment manager, hedge fund, private equity firm or similar buy-side environment. Minimum of 4 years.
• Strong knowledge of U.S. investment management compliance and regulatory requirements.
• A practical, commercial approach to compliance and a willingness to be hands-on.

The firm operates a hybrid working model, with an expectation of three days per week in the office. Listed compensation is inclusive of bonus (base salary up to approximately $160,000)