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Regulatory Compliance Specialist Financial Law

Senior Counsel, Investment & Compliance

Job in San Francisco, San Francisco County, California, 94199, USA
Listing for: ICONIQ
Full Time position
Listed on 2026-03-01
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist, Financial Law
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 180000 - 210000 USD Yearly USD 180000.00 210000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking an attorney to join their Legal and Compliance team in San Francisco. The candidate will advise on investment advisory matters, support legal functions, and ensure compliance with U.S. securities laws. Qualifications include a JD, over 4 years of experience, and expertise in relevant securities laws. The role offers a salary range of $180,000 - $210,000 plus benefits, with a hybrid working policy in place.
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Position Requirements
10+ Years work experience
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