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Financial Law Regulatory Compliance Specialist

Investment Compliance Counsel

Job in San Francisco, San Francisco County, California, 94199, USA
Listing for: TBG | The Bachrach Group
Full Time position
Listed on 2026-03-10
Job specializations:
  • Law/Legal
    Financial Law, Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 125000 - 150000 USD Yearly USD 125000.00 150000.00 YEAR
Job Description & How to Apply Below
A global investment firm is seeking an experienced attorney to join their Legal and Compliance team. The role includes advising on compliance with U.S. securities laws and supporting various legal matters related to investment advisory. Candidates must be J.D. qualified with at least 4 years of relevant experience. Strong knowledge of the Investment Advisors Act and related securities laws is essential.

This position offers a unique opportunity to work in a dynamic investment environment.
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