Senior Associate, Audit – NorCal Asset Management Broker Dealer Practice

• Provide assurance and consulting services to industry-specific middle-market clients
• Proactively engage with clients throughout the year to gather information, complete testing, and respond to questions
• Plan and supervise execution of audit engagement activities
• Review and perform substantive testing on client balance sheets and income statements
• Conduct and review internal-control deficiency tests and recommend improvements
• Discuss business recommendations with the Manager and Partner based on testing and information gathered
• Participate in firm-wide learning and development programs
• Network and build relationships internally and with clients
• Support team-member growth through the Baker Tilly Care and Teach philosophy
• Participate in friendships, social activities, and team outings

• 4-year degree required
• Must be license eligible
• CPA preferred or actively pursuing completion of the CPA exam
• Must be eligible to sit for the CPA exam
• Three (3) years of experience required in audit/assurance work
• Prior audit/assurance experience with asset management, particularly in the broker dealer space preferred
• Demonstrated time management, communication, interpersonal, relationship-building, collaboration, and problem-solving skills
• Strong leadership, project management, organizational, and analytical skills
• Initiative and adaptability
• Microsoft Suite skills
• Eligibility to work in the U.S. without sponsorship preferred

Demonstrates expertise in audit and assurance services, particularly in the middle-market and asset management sectors, with a strong focus on internal controls and client relationship management. Proficient in project management and analytical skills, supporting team development and effective communication.

• Audit Assurance Experience
• CPA Eligibility
• Project Management Skills
• Internal Control Testing
• Client Relationship Management

• Audit Engagement Activities
• Substantive Testing
• Internal-Control Deficiency Testing
• Analytical Skills
• Time Management

• Communication Skills
• Interpersonal Skills
• Relationship-Building
• Collaboration
• Problem-Solving

• CPA Preferred
• License Eligible

• Middle-Market Clients
• Asset Management
• Broker Dealer Space

• Microsoft Suite