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Senior Compliance Analyst – Hybrid, SEC Regulated

Job in Santa Monica, Los Angeles County, California, 90403, USA
Listing for: NACBA
Full Time position
Listed on 2026-03-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 31 - 40 USD Hourly USD 31.00 40.00 HOUR
Job Description & How to Apply Below
A leading investment advisory firm in Santa Monica is seeking a Senior Analyst to support its compliance program. The role includes assisting with regulatory adherence, conducting compliance testing, and maintaining compliance documentation. Candidates should have a relevant undergraduate degree and at least three years of experience in compliance or legal roles. A hybrid work model is offered along with a competitive benefits package.

The expected pay range is $31-$40 per hour.
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Position Requirements
10+ Years work experience
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