Branch Risk & Compliance Leader
Job in
Santa Monica, Los Angeles County, California, 90403, USA
Listed on 2026-07-25
Listing for:
Morgan Stanley
Full Time
position Listed on 2026-07-25
Job specializations:
-
Finance & Banking
Financial Compliance, Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
Morgan Stanley is seeking a Risk Officer in Santa Monica, CA to oversee risk, compliance and supervisory functions for the branch in coordination with the Senior Risk Officer. The role emphasizes ethics, regulatory adherence, and timely escalation of significant matters.
Responsibilities include supervising risk, compliance, and data security, supporting audits, and ensuring appropriate coverage with the Market Manager and Senior Risk Officer. Series licenses and a Bachelor’s degree are required.
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