Manager of Regulatory Compliance

Join IGM Financial as the Manager of Regulatory Compliance, based in Toronto, Winnipeg, British Columbia, Alberta, or Saskatchewan, and help maintain high compliance standards in the financial sector.

In this pivotal role, you will lead Tier 1 compliance supervision activities while ensuring that IG Wealth Management adheres to regulatory guidelines. The ideal candidate brings significant experience in compliance management, an understanding of regulatory obligations, and the ability to lead compliance training initiatives. This position requires collaboration with various levels of staff to support effective compliance strategies.

Key Responsibilities:

• Oversee daily trading, KYC updates, and compliance issues

• Manage training obligations and supervision schedules

• Conduct compliance audits and internal reviews

• Identify training needs for compliance education

• Ensure regulatory guidelines are interpreted accurately

Requirements:

• 7+ years in a compliance-focused role

• Degree or diploma in a relevant business field

• Qualification for CIRO supervisor registration

• Fluent in English and French preferred

• Strong analytical and organizational skills

Lead compliance initiatives and make a meaningful impact within IGM Financial's supportive environment.
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