Senior Electronic Communications Compliance Supervisor
Job in
Scottsdale, Maricopa County, Arizona, 85261, USA
Listed on 2026-07-14
Listing for:
Osaic
Full Time
position Listed on 2026-07-14
Job specializations:
-
Business
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
Osaic is seeking a Supervision Principal to oversee electronic communications for Financial Professionals, ensuring regulatory compliance and risk mitigation. The role emphasizes proactive risk identification in a collaborative environment.
The candidate should hold FINRA licenses (Series 7/24 or 9/10) and have experience in broker-dealer supervision. This is a hybrid, full-time position based at our Scottsdale hub with a minimum in-office requirement.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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