Director, IA Compliance Platform & Filings
Listed on 2026-10-06
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Business
Regulatory Compliance Specialist, Financial Compliance
Osaic is seeking a Director of IA Compliance Platform Administration, Disclosures & Regulatory Filings to lead the RIA Compliance Team. The role requires a decade of leadership in securities compliance and strong expertise in the Investment Advisers Act, risk mitigation, and regulatory submissions.
The position supports a hybrid schedule with a minimum in-office presence and offers a comprehensive benefits package as part of total compensation.
This is a great opportunity to take on the Director, IA Compliance Platform & Filings role at Advisor Group.
Join Advisor Group and contribute to our ongoing work.
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This posting is for the Director, IA Compliance Platform & Filings role at Advisor Group, based in Scottsdale, AZ, United States.
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