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Financial Advisor

Job in Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for: Goldbook-Financial
Full Time position
Listed on 2026-07-10
Job specializations:
  • Finance & Banking
    Financial Advisor / Consultant, Wealth Management, Portfolio & Asset Management
Salary/Wage Range or Industry Benchmark: 70000 - 100000 USD Yearly USD 70000.00 100000.00 YEAR
Job Description & How to Apply Below

About Us:

Gold Book Financial is a premier wealth management firm dedicated to providing sophisticated financial strategies and holistic planning for individuals and business owners. We pride ourselves on a culture of integrity, specialized expertise, and a commitment to helping our clients achieve long-term financial independence through personalized service.

The Opportunity:

As a Financial Advisor at Gold Book Financial, you will play a pivotal role in shaping our clients' futures by delivering comprehensive financial guidance and customized investment solutions. This mid-level position offers the autonomy to manage a diverse portfolio while leveraging our firm's extensive resources to drive growth and enhance client retention.

Job Responsibilities:
  • Develop and implement comprehensive financial plans tailored to clients' specific life goals, risk tolerance, and time horizons.
  • Conduct regular portfolio reviews and proactive client consultations to adjust strategies based on changing market conditions or life events.
  • Actively prospect and network to identify high-net-worth individuals and corporate clients to expand the firm’s book of business.
  • Collaborate with internal specialists in tax, estate, and insurance planning to provide a truly holistic wealth management experience.
  • Maintain rigorous compliance with all industry regulations and firm policies to ensure the highest standards of ethical practice.
Desired

Qualifications:
  • Bachelor’s degree in Finance, Economics, Business Administration, or a related field.
  • Minimum of 3-5 years of successful experience in financial advisory or wealth management services.
  • Active FINRA Series 7 and Series 66 (or 63 and 65) licenses.
  • Proven track record of meeting production goals and maintaining long-term client relationships.
  • Exceptional communication and presentation skills with the ability to explain complex concepts simply.
Nice-to-Haves:
  • Certified Financial Planner (CFP) or Chartered Financial Analyst (CFA) designation.
  • Active Life, Accident, and Health Insurance licenses.
  • Proficiency with advanced financial planning software such as eMoney, Money Guide Pro , or Morningstar.
  • An existing transferable book of business or a strong local professional network.
  • Advanced degree, such as an MBA or a Masters in Finance.
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